Fidelity Adviser Solutions webinar: The Consumer Duty and the impact on advisory firms

The FCA is proceeding with the implementation of the Consumer Duty principles over the next few months. The rules would set clearer and higher expectations for firms’ standards of care towards consumers. Any changes needed to comply with these new standards will have to be in place by 30 April 2023.

Fidelity Adviser Solutions’ 40-minute webinar will provide you with:  

- A high-level overview of the Consumer Duty rules and how they might affect Advisory Businesses

- A run-through of the many differing platform operating models that are available to you as regulated entities and in conjunction with the Consumer Duty principles, the advantages and disadvantages of these propositions.

- A look back at the ‘Platform Market Study’ and how it has affected the Transfer and Reregistration markets since its inception.

- An introduction to some recently launched technology that will help you efficiently move clients’ assets from one platform to another either on an individual or bulk basis.

 

** A Certificate of Attendance will be issued to your inbox following the events **